Court Enters Order Halting Ongoing Securities Fraud Involving Purported Manufacturer of Cancer Drug
Court Enters Order Halting Ongoing Securities Fraud Involving Purported Manufacturer of Cancer Drug Securities and Exchange Commission v. Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory and Joshua Adams Civil Action No. 04-CV-1802-JM (BLM) (S.D. Cal.) SEC Litigation Release No. 18881, September 10, 2004 The Securities and Exchange Commission (“Commission”) announced that on September 9, 2004, the Honorable Jeffrey T. Miller, United States District Judge for the Southern District of California, issued a temporary restraining order halting an ongoing securities fraud by Vince Dory (“Dory”) and Joshua Adams (“Adams”), ages and residences unknown, and four entities with which they are affiliated: Global Health, Global Clearing, Global Strategies and Goldman Quintero & Associates (“Goldman”). The court (1) granted the Commission’s application for …
Continue Reading >SEC v. Global Health et al.
SECURITIES AND EXCHANGE COMMISSION, Plaintiff, vs. GLOBAL HEALTH, GLOBAL CLEARING, GLOBAL STRATEGIES, GOLDMAN QUINTERO & ASSOCIATES, VINCE DORY, and JOSHUA ADAMS, Defendants. COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS Plaintiff Securities and Exchange Commission (“Commission”) alleges as follows: JURISDICTION AND VENUE 1. This Court has jurisdiction over this action pursuant to Sections 20(b), 20(d)(1) and 22(a) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. §§ 77t(b), 77t(d)(1) & 77v(a), and Sections 21(d)(1), 21(d)(1)(3)(A), 21(e) and 27 of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. §§ 78u(d)(1), 78u(d)(3)(A), 78u(e) & 78aa. Defendants have, directly or indirectly, made use of the means or instrumentalities of interstate commerce, of the mails, or of the facilities of a national securities exchange, in connection …
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